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Investment Due Diligence

Market volatility makes it critical for retirement plan sponsors and fiduciaries to develop and maintain and document investment due diligence procedures.

We have years of experience in helping plan sponsors and participants manage the investment aspects of their retirement plans.

PRIMESolutions Advisors works directly with retirement plan committees to develop and maintain a plan investment strategy, which we help document in an Investment Policy Statement. We benchmark a client’s current investment offerings against applicable indices, their existing provider's complete menu and the broader universe of investment options. This process is a key element in ensuring that a plan's investments are diversified, well managed, and meet the stated objectives of the Investment Policy Statement. Performing investment due diligence on a regular basis is essential to meeting Department of Labor guidelines and minimizing exposure to fiduciary liability.

Metrics, Reporting and Analysis - Monitoring investments is a necessary and essential part of discharging your fiduciary responsibilities. To ensure your decision-making process is consistent with your investment policy, you need a way to drive the right actions and behaviors using focused performance monitoring and analytics.  We assist you by tracking key metrics to confirm investment performance adheres to your Investment Policy Statement, identifying any areas of concern, and recommending changes as necessary.

Investment Advisory – We offer a discretionary advisory service in which we, acting as a fiduciary, manage the responsibilities associated with managing the portfolio.  This includes asset allocation and sub-asset class decisions, selection of investment options, portfolio rebalancing and reporting, all in compliance with your the Investment Policy Statement.

Review Fund Line Up

  1. Monitor investment Diversity
  2. Monitor 404© Compliance
  3. Monitor Fund Rankings
  4. Overview Advice (If applicable)
  5. Create and Monitor Risk Based Lifestyle Options